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John Archibald Wheeler
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1911—2008
A Biographical Memoir by
Kip S. Thorne
John Archibald Wheeler was a theoretical physicist who worked on both down-
to-earth projects and highly speculative ideas, and always emphasized the
importance of experiment and observation, even when speculating wildly. His
research and insights had large impacts on nuclear and particle physics, the
design of nuclear weapons, general relativity and relativistic astrophysics, and
quantum gravity and quantum information. But his greatest impacts were
through the students, postdocs, and mature physicists whom he educated and
inspired.
He was guided by what he called the principle of radical conservatism, inspired
by Niels Bohr: base your research on well established physical laws (be
conservative), but push them into the most extreme conceivable domains (be
radical). He often pushed far beyond the boundaries of well understood physics,
speculating in prescient ways that inspired future generations of physicists.
After completing his PhD with Karl Herzfeld at Johns Hopkins University (1933),
Wheeler embarked on a postdoctoral year with Gregory Breit at NYU and another
with Niels Bohr in Copenhagen. He then moved to a three-year assistant
professorship at the University of North Carolina (1935-37), followed by a 40 year
professorial career at Princeton University (1937-1976) and then ten years as a
professor at the University of Texas, Austin (1976-1987). He returned to Princeton
in retirement but remained actively and intensely engaged with physics right up to
his death at age 96.
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The Ethos of John Archibald Wheeler In demeanor, John Wheeler had an air of formality, so as a student I always called him “Professor Wheeler” — a rather reverential “Professor Wheeler”. The day after I “2 John Archibald Wheeler, ca. 1955. [Credit: AIP Emilio Segrè Visual Archives]
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defended my PhD dissertation under his guidance, I telephoned his home and asked
his wife Janette if I could speak with Professor Wheeler. In a kindly voice, she
responded, “You have your PhD now, Kip, so you can call him Johnny,” and I have
done so since then. In this biographical memoir I’ll call him Wheeler, John, or on rare
occasion Johnny, depending on the level of formality or personal affection I wish to
convey.
Over the decades of our friendship, I came to appreciate and enjoy John’s playful side.
For example, he loved explosions, though at age ten he had mangled a forefinger and
thumb playing with dynamite caps. In 1971, at a large, formal banquet in the Carlsberg
Mansion in Copenhagen, John surreptitiously lit a string of fire crackers and threw it
behind his chair to celebrate his 60th birthday. It caused quite a commotion among the
diners, but only I and perhaps one or two others sitting beside him were aware that he
was the culprit, and why. He kept a completely straight face.
John understood the psychological impact that a pithy phrase or the name of a
concept could have on researchers and nonscientists alike, so he spent much time
lying in a bath of warm water, thinking about possible names and phrases. Among his
coinages are
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• sum over histories (for Feynman’s path-integral formulation of quantum mechanics),
• moderator (for the material that slows neutrons in a nuclear reactor),
• stellarator (for a plasma magnetic confinement device),
• wormhole (for a topological handle in the geometry of curved space),
• black hole (for the object left behind when a star implodes),
• a single quantum cannot be cloned (for a theorem that limits quantum amplifiers)
• it from bit (John’s speculation that quantum information is the foundation of all reality)
• a black hole has no hair (for uniqueness theorems about black holes).
Regarding no hair, Janette once commented to me about Johnny’s naughty side.
John was unfailingly polite. His former student David Sharp gave an example in a 1977
letter to John: “One day [in the early 1960s when you and I were working together] a
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man came to see you. He had a ‘theory’ of something or other that he wanted to
explain. It became clear after about 30 seconds that the man was a ‘crackpot.’ … As
the discussion dragged on, I began to seethe with impatience. …. But not you. You
treated the man with respect. … You met his ideas head on and quickly but kindly
demonstrated the flaws in them. … I’m sure that when the man left he was still
convinced of the basic correctness of his ‘theory’. But he did acknowledge the flaws
(which were devastating) and I’m equally sure that he felt that he had been treated
fairly.”
Unfailingly polite? Well, almost. On exceedingly rare occasions, when a special need
arose, John could be blunt. Dick Feynman described an example to me in the 1970s,
when we were both a bit inebriated at a party: “When I was his student, Wheeler was
sometimes too fast for me,” Feynman said. “One day we were working on a
calculation together. I could not see how he got from this point to the next. ‘Little
steps for little people,’ Wheeler said, as he spelled out for me the omitted steps.” This
is the only time I, Kip, ever heard any former student describe John behaving so
impolitely. I can only speculate 1. that Feynman had been displaying great brashness
and arrogance and Wheeler felt he needed to be shown that he was not yet a great
master of all physics, and 2. that Wheeler knew Feynman could take such criticism
without being seriously damaged. Evidently, the lesson stuck indelibly; Feynman
remembered it with chagrin decades afterward.
In his later years, Wheeler developed a reputation for proposing weird, and seemingly
crazy ideas. One day in 1971 Wheeler, Feynman and I had lunch together at the Burger
Continental near Caltech. Over Armenian food, Wheeler described to Feynman and me
his idea that the laws of physics are mutable: Those laws must have come into being in
our universe’s Big Bang birth, and surely there are other universes, each with its own
set of laws. “What principles determine which laws emerge in our universe and which
in another?” he asked.
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Feynman turned to me and said, “This guy sounds crazy. What people of your
generation don’t know is that he has always sounded crazy. But when I was his student
[30 years earlier], I discovered that, if you take one of his crazy ideas and you unwrap
the layers of craziness one after another like lifting the layers off an onion, at the heart
of the idea you will often find a powerful kernel of truth.” Feynman then recalled
Wheeler’s 1942 idea that positrons are electrons going backward in time, and the
importance of that idea in Feynman’s Nobel Prize-winning formulation of quantum
electrodynamics.
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Today string theorists are struggling to figure out what determines which of the plethora
of quantum vacua (and their associated physical laws) in the string theory landscape
actually occurred in the birth of our universe, or any other universe. This is a concrete
variant of Wheeler’s question about what principles determined which laws arose, a
variant informed by 47 intervening years of quantum gravity research; and it is an
example of Wheeler’s prescience — a prescience that is much more appreciated today
than in the prime of his career.
John was the principal mentor for roughly 50 PhD dissertations, 50 undergraduate
senior theses, and 40 postdoctoral students. His mentoring techniques and
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effectiveness were remarkable, and so I patterned many of my own techniques after his.
He was tremendously inspirational: In 1962, I had just arrived at Princeton as a
graduate student. My dream was to work on relativity with Professor Wheeler, so I
knocked on his door with trepidation. He greeted me with a warm smile, ushered me
into his office, and began immediately (as though I were an esteemed colleague, not a
total novice) to discuss the mysteries of the gravitational collapse of a star at the end of
its life. I emerged an hour later, a convert and disciple. Much of my research over the
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subsequent decade dealt with gravitational collapse, the black holes it produces, and
related topics.
John provided detailed guidance for beginning students. Daniel Holz, his last student,
wrote in a blog on the day of Wheeler’s death: “[In 1990, as an undergraduate looking
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for a senior thesis project,] I waltzed into Wheeler’s office and asked if he had any
projects I could work on. I staggered out of his office four hours later, laden with books,
a clearly defined project in my hands.”
Robert Geroch (a PhD student of Wheeler’s in the mid 1960s) has described Wheeler’s
mentoring style with strong PhD students: “Wheeler had a global view. He forced you
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to look out and not be too small. ‘If you want to know the answer to this,’ he would say,
‘let’s phone Madam Choquet in Paris right now.’ ‘If you’re interested in topic X, then we
better fly in Roy Kerr from Texas to explain it to us.’ One comes to graduate school with
a kind of ‘backing off’ attitude, an awe of the big names. He was very good at breaking
that.” Among the colleagues with whom Wheeler put Geroch in touch were Stephen
Hawking and Roger Penrose, and as a result, Geroch, as a student, became during that
era perhaps the third most influential person after them in applying techniques of
differential topology to the study of generic singularities in the structure of spacetime.
Bill Unruh (a Wheeler PhD student in the early 1970s) recalls: “I had just got started
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working on my first research problem and had a few extremely vague ideas. I
mentioned them to Wheeler one day, and he said, ‘I’ve received this invitation to a
workshop in Gwatt, Switzerland. Would you like to go and present your results?’ I was
torn because I didn’t have any results to present. And then he said, ‘Here, I’ll write out
this telegram,’ and he wrote one saying ‘Would you please invite Bill Unruh to give a
talk.’ He handed it to me and said, ‘Please phone this in to the telegraph office.’ So I
wandered around for two or three hours agonizing over whether to send this telegram,
because if I sent it, I was committed. I finally did send it and then had three months to
get some results worth presenting.”
John was driven by an intense desire to know how Nature works, at the deepest level.
In 1932-1952, like most all physicists, he presumed that elementary particles are
Nature’s most fundamental building blocks, so he focused his research on particle
physics and nuclear physics, and in a related detour he devoted great ingenuity and
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energy to the development of nuclear weapons. In 1952-1976, he focused on curved
spacetime, as embodied in Einstein’s general relativity and its quantization, as
Nature’s more likely most fundamental building block; and from 1976 onward he
focused on quantum information as the most likely foundation for all we see. In the
remainder of this biography, I shall describe, in each of these areas, some of John’s
research and some inspirational ideas that he fed to others.
Nuclear and Particle Physics
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John entered Johns Hopkins University in 1927 at age 16, began research in his third
year, and, bypassing the bachelor’s degree, continued nonstop to a PhD under Karl
Herzfeld in 1933. In John’s PhD thesis, he applied the still rather new quantum theory
to the scattering and absorption of light by helium atoms. During his fifth year at
Hopkins, James Chadwick, in England, discovered the neutron, giving birth to nuclear
physics.
At NYU in John’s first postdoctoral year
(1933-34), with his advisor Gregory Breit
he calculated the scattering of photons
off each other, a process not observed in
the laboratory until 63 years later, when
intense enough lasers became available.
His second postdoctoral year (1934-35),
in Copenhagen with Niels Bohr, was
largely a period for consolidating his
understanding of physics and developing
his own viewpoints, very much
influenced by Bohr.
This led to nuclear physics as John’s
prime focus at the University of North
Carolina (1935-1937). In a project with
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John Wheeler as a postdoc of Niels Bohr in
Copenhagen, 1934. [Credit: AIP Emilio Segre
Visual Archives, Wheeler Collection.]
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Edward Teller (who in Copenhagen had became John’s close friend), he pioneered the
study of rotational states of nuclei. Alone, he developed a model of nuclei based on
“resonating group structure” (later called “clustering”) in which the wave function is
built up of components that describe the neutrons and protons as clustering into alpha
particles and other tightly interacting groups. As a byproduct of this analysis he
invented the S-matrix (scattering matrix), which became a major tool for nuclear and
particle physics over subsequent decades. In North Carolina he also embarked on
mentoring PhD students. His first was Katherine Way, who went on to an eminent
career in nuclear physics.
In December 1938, not long after John’s move to Princeton, Otto Hahn and Fritz
Strassmann in Germany bombarded uranium with slow neutrons, producing nuclear
fission (though they did not know what they had; it was Otto Frisch and Lise Meitner
who interpreted the data as fission products). Frisch told Bohr, who carried the news
on a transatlantic ship to Princeton. There Bohr and Wheeler elaborated George
Gamow’s liquid drop model of the nucleus and used it to develop the theory of nuclear
fission, in one of the most important papers of Wheeler’s career. From the Bohr-
Wheeler theory it was easily deduced that the ideal nuclei in which to trigger fission via
slow-neutron bombardment are uranium 235 (which was used, unknowingly, by Hahn
and Fritz) and plutonium 239—which was unknown at the time as it has a small enough
half life not to be found in Nature. Plutonium 239 became the foundation for nuclear
reactors, in which it is produced artificially in large quantities, and for the first atomic
bomb (the Trinity test).
World War II and the atomic bomb effort interrupted much of John’s career; see below.
Immediately after the war, impressed by the major discoveries about fundamental
particles that had come from cosmic-ray experiments at other institutions (particularly
Carl Anderson’s lab at Caltech), John proposed, created, and led a cosmic-ray
laboratory at Princeton.
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He became enamored of the muon (which was cleanly delineated from the pion,
experimentally, only in 1947), because the muon’s lack of coupling to the strong
nuclear force made it much simpler than most other particles. With the aid of
observations in his cosmic-ray lab and elsewhere, he gave strong evidence that in all
respects except mass the muon’s properties are the same as those of an electron.
He focused on atoms in which an electron is replaced by a muon (mu-mesic, later
called mu-mesonic, atoms), finding them interesting not only in principle, but because
the muon, with its much heavier mass, is more tightly bound to the nucleus than the
electron it replaces and so can probe nuclear properties much better. Accordingly, he
developed in detail the theory of mu-mesic atoms and linked the theory to experiment,
including observations, in his cosmic-ray laboratory by W. K. Chang, of the gamma-ray
cascade emitted as the muon in a mu-mesic atom drops from one energy level to
another.
In 1949, with his student Jayme Tiomno, John identified the universality of the weak
interaction in which neutrons, muons and electrons participate: that the same weak
coupling constant governs the beta decay of a neutron (to form a proton, electron, and
electron antineutrino); the beta decay of a muon (to form an electron, electron
antineutrino, and muon neutrino); and the charge exchange reaction in which a muon is
captured by an atomic nucleus and there combines with a proton to form a neutron
and muon neutrino. This universality was identified independently by Giampietro
Puppi, and a lovely triangle that displays this universality graphically, drawn by Tiomno
and Wheeler, but not by Puppi, wound up named the “Puppi triangle.”
In the fall of 1949, following shell-model insights of Hans Jensen and Maria Goeppert-
Mayer, John realized that in big nuclei, a single nucleon, constrained by liquid-droplet
tension, could travel around the rest of the nucleus in a large orbit, deforming the
nucleus substantially. He inserted this idea and its quantitative analysis into the
manuscript of a paper on a broader topic that he was writing with Niels Bohr and David
Hill. Bohr, as was his wont, sat on the paper for many many months, trying to perfect
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it, and in the meantime, John’s idea was discovered independently by James
Rainwater at Columbia University and led to Rainwater’s sharing a Nobel Prize. Of
this, Wheeler has written “…I learned a lesson. When one discovers something
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significant, it is best to publish it promptly and not wait to incorporate it into some
grander scheme. Waiting to assemble all the pieces might be all right for a philosopher,
but it is not wise for a physicist.” But he did not blame Bohr, for whom he had great
affection and reverence; not at all. He just blamed himself.
By the early 1940s, John had formulated and embarked on his quest to understand
Nature at its deepest level. His initial hope for the fundamental building block of
everything was particles. For a short while he speculated that perhaps, somehow,
everything in the universe is made solely from electrons and positrons, but all he ever
succeeded in achieving in this direction was the prediction and theory of an almost
endless family of short lived “atoms” built from them, which he called “polyelectrons”.
Of these, the simplest, positronium (one electron and one proton), and the positronium
ion (two electrons and one positron) have been created and studied in the laboratory
and compared with his theory.
John had greater success in an effort, with Feynman, to remove fields entirely from
classical electrodynamics, making it a theory based solely on particles. They did this
by writing the direct action-at-a-distance Lienard-Weichert force of one charge particle
on another as half the retarded force plus half the advanced force, which is time
symmetric and leads (i) to no interaction of a particle with itself and thus no infinite self
energy to be renormalized, and (ii) to the standard radiation reaction force, which
arises, without any radiation field, from the interaction of the accelerated particle with
all the other charged particles in the universe (which play the role of absorbers). The
vision for such a field-free theory came from Feynman; the principal ideas for how to
make it really work came from Wheeler, as Feynman describes in great detail in his
Nobel Prize lecture.2
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This field-free classical theory became a major foundation for Feynman’s formulation of
quantum electrodynamics, but not for Wheeler’s dream of a full particles-only
formulation of physics. There it was a dead end. A few years after its completion,
Wheeler gave up on his particles-only dream and switched to fields-only, in particular,
the relativistic gravitational field or spacetime curvature embodied in general relativity.
To this I will return after a diversion.
Nuclear Weapons
Shortly after the Japanese bombing of Pearl Harbor, John plunged full force into the
American effort to build an atomic bomb. In January 1942, he joined Arthur Compton’s
“Metallurgical Laboratory” at the University of Chicago to work on the world’s first test
reactor, designed to explore the production of plutonium 239 via a nuclear chain
reaction. Then in March 1943, Compton assigned him to be the project’s liaison
scientist for the DuPont Company’s project to design and then build the first large-
scale plutonium-production reactor at Hanford, Washington. John urged a
conservative design that would allow for the possibility that some then unknown
atomic nucleus with a very high absorption cross section for slow neutrons might be
formed in the fissions, and thereby poison the chain reaction — as indeed did happen.
On October 25, 1944, one month after the poisoning discovery, John’s brother Joe was
killed in military action in Italy. John, who had been very close to Joe, was devastated.
Thereafter he never forgave himself for failing to press to initiate the atomic bomb effort
a year or two earlier. That might, he reasoned, have resulted in a much earlier bomb
which might have ended the war before Joe and millions of others were killed. This
weighed heavily on John for the rest of his life and contributed substantially, I think, to
his political conservatism on issues of national defense.
After Joe’s death, John doubled down and worked harder than ever on the bomb
effort. When the bombs were ultimately dropped on Hiroshima and then Nagasaki with
a horrific loss of civilian life that ended the war, John had no misgivings, by contrast
with Robert Oppenheimer and many other physicist contributors to the bomb effort.
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At the end of the war, John returned to fundamental physics, until the Soviet Union
tested its first atomic bomb, in August 1949. The reaction in America was panic, bomb
shelters, and atomic bomb drills, even in my little elementary school in rural Utah. The
Russian bomb test prompted Teller to urge a crash program to develop the hydrogen
bomb (H bomb). Oppenheimer opposed it, John backed it, and President Truman
ordered it to go forward. John joined Teller in Los Alamos to work on the bomb’s
design. A year later, when an innovation by Teller and Stanislaw Ulam made the H
bomb seem, for the first time, truly feasible, John set up a satellite bomb design effort
at Princeton, to work quasi-independently of the other design effort in Los Alamos
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(though with frequent communication): a two-track approach also being pursued by
Soviet physicists.
John tried, and failed, to get eminent senior physicists to join the design effort, so he
assembled a group of graduate students and fresh postdocs to do the work under his
guidance. As described by Ken Ford, a member of his team, John “reduced what was
known or guessed about reaction rates and the properties of matter in extremis to a set
of coupled differential equations of such simplicity that they could be handled
numerically on a then-available computer—the National Bureau of Standards SEAC
machine—whose total memory capacity was less than 3 kilobytes.” John’s students
and postdocs programmed the computer to model, with these equations, the first
planned test of the Teller-Ulam idea. (Their earlier, promising numerical results,
achieved on an even more primitive computer, played an important role in June 1951,
in convincing the Atomic Energy Commission’s General Advisory Committee to
recommend moving forward.) In 1952, with the help of SEAC, John’s group predicted
to within 30% the yield of that first thermonuclear test explosion, code named Mike.
In the Soviet Union, the Teller-Ulam idea was invented independently by Andrei
Sakharov and Yakov Borisovich Zel’dovich and led to a Soviet H bomb. A few years
later, Wheeler, Sakharov, and Zel’dovich all embarked on research in relativistic
astrophysics, and in 1969 I found myself in a hotel room with the three of them, at a
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relativity conference in Tbilisi, Georgia, USSR. It was remarkable there to see the
camaraderie and deep mutual respect of these three “cold war” physicists for each
other.
General Relativity and Quantum Gravity
In 1952, a few months before the Mike thermonuclear test, John saw his weapons
work nearing an end, and so arranged to teach a full year course on relativity. It was
the first relativity course offered at Princeton since 1941 — an indication of the extent
to which relativity, in that era of rich nuclear physics, had become a backwater. John
viewed relativity as a subject ripe for exploration and for great discoveries, a subject
“too important to be left to the mathematicians”. And maybe, just maybe, curved
spacetime would turn out to be the ultimate foundation for everything. Hence, his
eagerness to teach a relativity course: “If you want to learn, teach” he often said.
Over the next few years, John developed his own, unique viewpoint on relativity: a
viewpoint in which the geometry of curved spacetime was central, a geometry
visualized in pictures of curved surfaces and bending world lines, a geometry that
became a foundation for physical intuition. Charles Misner and I, as John’s students,
learned that viewpoint from him, and in 1973 we three codified it in our textbook
Gravitation. Almost simultaneously, Steven Weinberg codified a field-theoretic
viewpoint on general relativity in his textbook Gravitation and Cosmology. Wheeler’s
geometric viewpoint came to dominate research on classical general relativity, while
Weinberg’s field-theoretic viewpoint has dominated most modern cosmology research.
By 1956, John had identified a plethora of fascinating research projects in relativity, and
his garden of ideas and flowering projects grew rapidly over the subsequent years, as
did his entourage of students, postdocs, and senior colleagues. One can get some
sense of the richness of John’s ideas from his 1963 lectures at a physics summer
school in Les Houches, France.
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By the early 1970s, John’s Princeton group had grown to about 15 (unusually large for
a theory group in those days), and as Bill Unruh recalls, “Wheeler, himself, was the
source of the key initial ideas for the research of most everyone in the group.” And by
the early 1970s, relativity had become a major branch of physics and was entering a
golden age, thanks in considerable measure to the theoretical research of John and his
intellectual progeny, and thanks to observational discoveries of quasars, pulsars, and
compact X-ray sources (all energized by black holes or neutron stars), and the
discovery of the cosmic background radiation from the big bang.
John’s interest in relativity was triggered in January 1951, when he studied the 1938-39
work of Robert Oppenheimer and student George Volkoff on neutron stars, and also
the work of Oppenheimer and student Hartland Snyder on the collapse of a sufficiently
massive star—which (they found) leads the star to “cut itself off from the rest of the
universe” and form an infinite-density singularity at its center, i.e. leads it to form what
John, seventeen years later, would dub a “black hole”. So it was natural that some of
John’s earliest projects built on Oppenheimer’s work.
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John Wheeler giving an inspirational lecture to colleagues at a conference at the Institute of
Astronomy in Cambridge, England, in summer 1971. John’s style was to cover a huge
blackboard with colored chalk drawings before the lecture, then work his way through them
as the lecture progressed. [Credit: Kip Thorne]
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With his student Kent Harrison and postdoc Masami Wakano, John asked, “What is the
endpoint of thermonuclear evolution for stars of various masses?” They catalogued
the entire range of absolute-endpoint objects: a continuous family with increasing
central density, from cold white dwarfs made of iron 56 with central densities up to 2.5
x 108 g/cm3, through unstable objects of intermediate densities, to neutron stars with
densities 3 x 1013 to 6x1015 g/cm3, and onward into unstable objects with densities
increasing toward infinity. This helped solidify the conclusion that sufficiently massive
stars (or, as John liked to think of it, stars containing a sufficiently large number of
baryons) must undergo the kind of gravitational collapse that Oppenheimer and Snyder
had described mathematically.
John was highly skeptical of the Oppenheimer-Snyder conclusions about the collapse.
He focused particularly on the singularity (with infinite density and infinite curvature of
spacetime) predicted to form deep inside the cut-off sphere (inside what today we call
the event horizon). There, he argued, the laws of classical general relativity must break
down, and be replaced by laws of quantum gravity that result from “a fiery marriage” of
general relativity with quantum theory. This singularity and the issue of the final state of
massive stars that are prone to collapse to form it, became a major focus of his
research and that of his students.
In June 1958, at a Solvay Congress, John rejected the predicted singularity as
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physically unreasonable and speculated about the collapse’s true final state: “… no
escape is apparent except to assume that the nucleons at the center of a highly
compressed mass [where the singularity is trying to form] must necessarily dissolve
away into radiation…at such a rate or in such numbers as to keep the total number of
nucleons from exceeding a certain critical number [so the final state can be a neutron
star].” Oppenheimer, who was present in the audience, was unpersuaded. And a few
years later, with the help of David Sharp, I myself talked John out of including this
seemingly outrageous speculation in a book that I was co-authoring with John,
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though he continued to espouse his speculation elsewhere.
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Then, a few years after that, Stephen Hawking discovered Hawking Radiation from
black holes — a form of radiation very much like John’s speculation. When Hawking
and John’s former postdoctoral student James Hartle devised a derivation of Hawking
radiation in which the singularity inside the collapsing star participates in producing the
radiation in a manner somewhat similar to John’s speculation, I regretted my efforts
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to suppress John’s wild idea, and came to appreciate his prescience.
By 1962, John’s entourage had elucidated in crystal clear form what was going on in
the Oppenheimer-Snyder calculation: that a horizon forms at the cutoff sphere, hiding
the interior from view; and in 1968 John introduced the name black hole to describe the
resulting object. But for John the issue of the final state inside the horizon, the
singularity, remained the most important focus, motivating much of his subsequent
work on quantum gravity; see below.
In the late 1960s and 1970s, a major focus for John’s entourage and others was the
physics of black holes. It was particularly important to know whether black holes are
stable against small perturbations. For that we all looked back to a pioneering, 1957,
stability analysis by John and his student Tullio Regge. In 1957 the horizon was not
understood, so it was not fully clear what inner boundary conditions Regge and
Wheeler should impose on their equations. Once that was sorted out, in the late
1960s, Charles Misner’s student C. V. Vishveshwara was able quickly to complete the
Regge-Wheeler analysis and prove that nonrotating black holes are stable. The
stability of spinning black holes soon followed, proved by my own students Saul
Teukolsky and Bill Press, in an analysis patterned after Regge and Wheeler.
In 1970, Stephen Hawking deduced that, in any process, including highly dynamical
ones, the sum of the surface areas of all interacting black holes must increase.
Hawking was well aware that this made a black hole’s surface area analogous to
entropy, but he was highly skeptical that there was any connection. John’s graduate
student Jacob Bekenstein, by contrast, was quite sure that a black hole’s surface area
is its entropy in disguise, and he argued vigorously and semiquantitatively for this, with
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John’s strong backing: “It’s just crazy enough to be right,” John said. (John liked to
quote Gertrude Stein’s remark, “It looks strange and it looks strange, and it looks very
strange, and then suddenly it does not look strange at all, and you cannot understand
what made it look strange in the first place.”) When Hawking used quantum theory to
discover that black holes can radiate, he reversed himself, embraced the Bekenstein
entropy of a black hole, and made understanding it in depth a major focus of his own
research.
Among John’s entourage in the mid 1950s was a young electrical engineer named
Joseph (Joe) Weber, who had recently been hired on the faculty at the University of
Maryland, College Park. John encouraged Joe’s interest in relativity and together they
explored, mathematically, exact solutions of Einstein’s equations for cylindrical
gravitational waves, showing that such waves are physical phenomena, not mere
figments of the mathematics. (There was much skepticism of their physical reality at
that time.) This project with John played a major role in Weber’s embarking on his
experimental search for gravitational waves from the astrophysical universe, a quest
that John strongly encouraged, as he would later encourage me and my LIGO
colleagues in our follow-on, and ultimately successful, quest.
Although John’s relativity research focused on theory, he paid close attention to
observations and experiment. In 1966, when asked to write a review article on the
theory of neutron stars (which had never yet been seen), he chose to include in it a
speculation on how they might first be discovered. “Energy of rotation [of a central
neutron star] appears not yet to have been investigated as a source of power [for the
Crab nebula],” he wrote. “Presumably this mechanism can only be effective—if then
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—when the magnetic field of the residual neutron star is well coupled to the
surrounding ion clouds.” This and a similar but more detailed argument by Franco
Pacini a year later were the closest anyone ever came, before the 1967 discovery of
17
pulsars, to the correct explanation of what powers the Crab nebula.
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Early in his study of general relativity, John became enthusiastic about what he called
geometrodynamics: the dynamics of the geometry of spacetime, especially in vacuum
where there is no matter present to complicate things.
John’s first examples of geometrodynamics were toroidal and spherical configurations
of electromagnetic waves that are held together (confined) by the gravitational pull and
spacetime curvature of the waves’ energy. He called these geons, and introduced into
general relativity a two-lengthscale expansion and self-consistent-field approximation
by which to analyze them. John’s PhD student Dieter Brill and Brill’s undergraduate
student James Hartle together used these techniques to analyze gravitational geons, in
which the electromagnetic waves are replaced by gravitational waves, so the entire
geon is an (approximate) solution of the vacuum Einstein equations: vacuum
geometrodynamics.
John hoped that fundamental particles such as the proton might turn out to be
quantum-gravity analogs of these geons, but he never made any progress in that
direction. And his classical geons turned out to be unstable, both to leakage of the
waves out of the entity and to a collective radial mode of motion. However, the
mathematical techniques that John and then Brill and Hartle introduced to analyze
geons, a decade later in the hands of Misner’s student Richard Isaacson, produced a
rigorous definition of the energy and momentum carried by generic gravitational waves
and a rigorous way to analyze the waves’ production of and interaction with generic
large-scale spacetime curvature. This is one example of the productive chains of
influence that flowed from John.
Another example is a clever analysis, in 1957, by John and his student Richard
Lindquist, of a vacuum geometrodynamic closed universe, one made of a large number
of black holes that interact with each other gravitationally. The dynamics of the
universe’s expansion and recontraction, Lindquist and Wheeler found, is nearly the
same as that of a Friedman model universe that is filled with dust rather than black
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holes. The differences, they deduced, become greater as the number of black holes
goes down.
To me this is particularly interesting as John’s first attempt to explore the motion of a
small, strongly gravitating body (the black hole) in a large scale gravitational field
(spacetime curvature). In John’s next iteration, with his student Fred Manasse (1963)
and with advice from Misner, John introduced matched asymptotic expansions into
general relativity to achieve higher rigor and better accuracy, and 20 years later, James
Hartle and I (both former Wheeler students), used these same techniques to explore
how rotation and non-sphericities of compact bodies (including spinning black holes),
when coupled to spacetime curvature, modify the bodies’ motion and precession.
One more example of John’s chain of influence is numerical relativity. John
18
recognized from the outset that exploring generic geometrodynamics analytically
would be exceedingly hard and most likely impossible. Einstein’s equations are too
nonlinear. So — with his team’s numerical simulations of the first thermonuclear test
explosion recently completed — he urged his entourage to embark on analogous
numerical simulations of geometrodynamics.
A 1959 reformulation of Einstein’s equations, which split spacetime into space plus
time, by Misner together with Richard Arnowitt and Stanley Deser, was ideal for
numerical relativity. This ADM formulation had initial-value (constraint) equations and
dynamical equations. In 1960, Misner solved the constraint equations to obtain a
mathematical description of two black holes that are momentarily at rest with respect
to each other, and then Lindquist, together with computational scientist Susan Hahn at
IBM, solved the evolution equations numerically and thereby watched the black holes
fall toward each other. Unfortunately, the holes’ actual collision was beyond the
capability of the Hahn-Lindquist computer and code. It was not fully explored
numerically until 20 years later, by Larry Smarr and Kenneth Eppley. Today, numerical
relativity in the hands of a younger generation is crucial for analyzing the data from
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LIGO’s gravitational-wave detectors, and is being used to explore generic
geometrodynamics, fulfilling John’s original, now 60-year-old vision.
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John and his entourage were driven into early explorations of quantum gravity by both
the issue of the final state (the singularity inside black holes), and John’s fixation on the
deepest foundations of physics.
John’s first venture into quantum gravity was a paper he published in 1957 titled
“Quantum Geometrodynamics”, in which he made educated guesses as to what
20
physical phenomena might result from the fiery marriage of general relativity with
quantum theory. Most importantly, he identified the Planck length as the characteristic
length scale for quantum gravity effects, and he argued that on this length scale space
should exhibit quantum foam: a foam of randomly fluctuating curvature and topology,
including microscopic wormholes — handles in the structure of space first described
classically by Hermann Weyl in 1924, and explored in depth by John and his entourage
in the 1950s and early 1960s.
In the early 1960s, when I was John’s graduate student, Bryce DeWitt often visited
Princeton from North Carolina, for long discussions with John about quantum gravity. I
sat in on these discussions, only half understanding, as much went over my head. The
discussions led to their formulating together the basic ideas for a quantum theory of
gravity: a wave function defined on a superspace of spacelike, 3-dimensional
geometries; and an equation — since named the Wheeler-DeWitt equation — that
governed that wave function. DeWitt took off from there in developing the theory in
great detail. Hawking and others have used this theory in their searches for insights
21
into quantum gravity; but, of course, it is only one among several approaches to
quantum gravity that look promising today.
Quantum Information
With his move to Texas in 1976, John transitioned from relativity as his central focus to
the role of measurement in quantum physics — an ancient subject on which Bohr and
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Einstein had jousted in the 1930s, but one which had become an extreme backwater
by 1976. John’s interest in quantum measurement dated back to his 1934-35
postdoctoral year with Bohr, but only upon arriving at Texas did he plunge into it.
John assembled around himself in Texas an entourage of students, postdocs, and
faculty members much like his previous relativity entourage at Princeton. He jump
started his entourage with a two-year-long course on quantum measurement, in which
they studied a wide range of writings of previous generations. Wojciech Zurek, a
graduate student in the entourage, recalls that “The class … often turned into a
seminar where visitors and students reported their research or interesting new papers.”
A collection of readings from that class, published by Wheeler and Zurek, became a
22
resource for others, as Wheeler’s group and colleagues elsewhere began to revitalize
research on quantum measurement and related areas of quantum physics,
transforming them into the modern field of quantum information.
Zurek, in retrospect, assesses John’s influence thus: “Looking back on Wheeler’s ten
23
years at Texas, many quantum information scientists now regard him, along with IBM’s
Rolf Landauer, as a grandfather of their field. That, however, was not because Wheeler
produced seminal research papers on quantum information. He did not—with one
major exception, his delayed-choice experiment … . Rather, his role was to inspire by
asking deep questions from a radical conservative viewpoint and, through his
questions, to stimulate others’ research and discovery.”
Among the members of John’s entourage whom he so stimulated were Zurek and
graduate student William Wooters who, in 1982, under John’s influence, formulated
and proved the theorem that an unknown (unmeasured) quantum state cannot be
cloned. Another was postdoc David Deutsch, who, after moving to Oxford formulated
and proved in 1985 the possibility of a universal quantum computer (a quantum Turing
machine): one that can simulate any other quantum computer with at most a
polynomial slowdown. A fourth was Texas assistant professor (1979-1985) Jeff Kimble,
who carried out fundamental experiments in quantum optics that produced and
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measured new, nonclassical states of light, such as photon anti-bunched states and
squeezed states. Later, at Caltech, he made crucial contributions to quantum
nondemolition technology for LIGO’s gravitational wave detectors.
John’s views on quantum measurement were an elaboration of those of Bohr, as
embodied in the Copenhagen interpretation of quantum mechanics. The central facet
of an (ideal) quantum measurement, John maintained, is the “collapse of uncertainty
into certainty”, as embodied in the collapse of the wave function. He probed this
collapse conceptually with his delayed choice experiment, a thought experiment in
which the experimenter’s choice of what to measure can be regarded as influencing the
past history of the measured system—and even converting it from being uncertain in
the quantum sense to being definite in the classical sense.
John began with a standard “Mach-Zender” interference experiment, though with
single photons: The wave-packet quantum state of a single photon is split in two by
one beam splitter and then recombined by another, and then the photon is detected
(measured) by a photodetector at one or the other output port of the second splitter. If
the path lengths between splitters are equal and the second splitter is present, then
interference of the recombining wave packets causes every photon to be detected at
just one output port. We know, then, that the photon, emerging from the first splitter,
went down both paths and interfered to make one output port always light up and the
other always remain dark. If, on the other hand, the second splitter is absent, then the
measured photons wind up equally distributed between the two ports, telling us that
each of the photons made a random choice of which path to go down, and went down
solely that one: the unique path that led it to the output port where it was detected.
The choice of what to measure (of whether to include the second splitter or not)
determined which path(s) the photon followed: both, or just one.
John turned this into a “delayed choice” experiment by (conceptually) inserting or
removing the second splitter after the wave packet passed through the first splitter.
The choice of measurement (second splitter or no second splitter) then could be
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regarded as reaching into the past and making definite which path(s) the photon
followed: one or both. [Several years after John conceived this thought experiment,
William Wickes, Caroll Alley, and Oleg Jakubowicz, actually carried it out at the
University of Maryland, getting precisely the result that John knew they would. ]
24
This thought experiment led John to speculate that the universe might be “a self-
excited circuit” — a system whose existence and history are determined by
measurements, many of them made long after it came into existence. (John hastened
to add that measurements in this, and in Bohr’s, sense do not require intelligent life.
Each measurement “is an irreversible act in which uncertainty collapses to certainty
…, some event in the classical world [such as] the click of a counter, the activation of
an optic nerve in someone’s eye or just the coalescence of a glob of matter triggered
by a quantum event.”)
John’s self-excited-circuit idea in turn led him to speculate that information theory is
the basis of existence: “Trying to wrap my brain around this idea, …, I came up with
the phrase ‘it from bit’. The universe and all that it contains (‘it’) may arise from the
myriad yes-no choices of measurement (the ‘bits’) [that occur during the life of the
universe].”
As crazy as this may sound, many quantum information scientists think it respectable.
In John’s famous words, it just might be “crazy enough to be right.”
Family
John describes the first time he noticed Janette Hegner, at a dance in Baltimore in
spring 1933:9 “She looked me straight in the eye. No fluttering eyelashes for Janette.
… I was attracted to her quick wit, her obvious intelligence, and her commonsense
approach to matters we talked about.” Later, after just three dates, they became
engaged, but delayed marriage until John returned from his postdoctoral year with
Bohr in Copenhagen.
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Their marriage was a true partnership, as is clear from John’s autobiography,9 and it
lasted robustly for the rest of their lives. Janette’s influence on John was profound, as
was hers on him. Most evenings, in bed, they would read to each other from a book
they had jointly chosen. And together they provided a welcoming, warm home
environment for students and visiting physicists, with wonderful meals cooked by
Janette.
John, Janette and their three children, Letitia, James and Alison, were a tight-knit,
traditional family. John escaped from Princeton frequently during his career, to far-off
places where he could hide and think or interact fruitfully with colleagues, and his
family often went with him — for example, seven months in France in 1949–1950; and
nine months in Leiden, Netherlands in 1956. Those sojourns were crucial opportunities
“24
Upper left: John and Janette in 1984 [©1984 Beverly White Spicer]. Lower left: High
Island [credit: photo by Jack Lane, courtesy James Wheeler]. Right: Invitation to
John’s 80th birthday celebration on High Island, with fireworks.
Page 25
for John to develop fresh viewpoints and directions in research, or sometimes simply to
complete long-delayed projects.
In 1957, John and Janette bought half of High Island, a 66 acre island in Maine
connected to the mainland by a causeway and road. Thereafter they spent most
summers there, with physics students and colleagues visiting frequently for
discussions or collaborative work. Janette and John welcomed my wife Linda and me,
and our baby daughter Kares, to stay in a cottage on their island for much of the
summer of 1964, as John and I wrote a thin little book on Gravitation Theory and
Gravitational Collapse. Janette and John were wonderful hosts. Five years later,
Charlie Misner and his wife Susanne had built a home on the Maine coast near High
Island, so Linda and I and our two children rented a nearby cottage for a summer of
intense writing on our textbook Gravitation — a collaboration that Johnny, Charlie and I
treasured. When the book was finished, John gave Janette, Susanne, and Linda each
a gorgeous, large, silver and turquoise pin with an icon of High Island on it, as a
memento of their contribution to our idyllic summer months together, with Johnny,
Charlie, and me largely sequestered and writing.
In the 1990s and 2000s, with John in (supposed) retirement, he and Janette continued
their summer stays in High Island. The rest of the year they lived in a suburb of
Princeton, where John continued to go into the office frequently, to interact with
physicist colleagues and students.
Acknowledgments
In writing this biographical memoir, I have relied heavily on articles about John in
Physics Today published soon after his death, that were written by Ken Ford,8 by Terry
Christensen,3 and by Charles Misner, Wojciech Zurek, and me,1 and on materials that
the five of us collected in preparation for that writing, and on John Wheeler’s
autobiography9, co-authored with Ken Ford. I thank Ken, Terry, Charles and Wojciech
for their large contributions to this memoir, via these materials. And I also thank Ken,
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and John’s son and daughter James Wheeler and Alison Lahnston for helpful
comments and suggestions on this memoir.
Notes
This Memoir is being published in the Biographical Memoir Series of the US National
1
Academy of Sciences and also that of the Royal Society, in early 2019.
For a much longer list, see C. W. Misner, K. S. Thorne and W. H. Zurek. John Wheeler,
2
relativity, and quantum information. Physics Today, April 2009:40-50.
For considerable detail about John’s huge impact on Richard Feynman’s Nobel Prize
3
research, see Feynman’s Nobel Prize lecture: https://www.nobelprize.org/prizes/physics/1965/
feynman/lecture/
T. M. Christensen. John Wheeler’s mentorship: An enduring legacy. Physics Today April
4
2009:55-59.
I describe this and much more about Wheeler’s mentoring in my book Black Holes and Time
5
Warps. New York: Norton (1993).
D. Holz, Discover magazine blog on the day Wheeler died. http://
6
blogs.discovermagazine.com/cosmicvariance/2008/04/13/goodbye
R. Geroch, recorded interview with me in April 1982. Available in the Caltech Archives,
7
Pasadena, CA.
W. Unruh, recorded interview with me in December 1980. Available in the Caltech Archives,
8
Pasadena, CA.
For greater detail on this period of Wheeler’s career, see K. Ford. John Wheeler’s work on
9
particles, nuclei, and weapons. Physics Today April 2009:29-33. Also Wheeler’s own 1979
autobiographical document: Some men and moments in the history of nuclear physics: The
interplay of colleagues and motivations. In Nuclear Physics in Retrospect: Proceedings of a
Symposium on the 1930s. Ed. Roger H. Stuewer. Minneapolis: University of Minnesota Press
(1979) pp. 217-284.
John Wheeler’s autobiography: J. A. Wheeler with K. Ford. Geons, Black Holes and
10
Quantum Foam: A Life in Physics. New York: Norton (1998).
For a detailed history of John’s role and that of his team at Princeton, see a recent book by
11
John’s former student Ken Ford, who was a member his team: K. Ford. Building the H Bomb:
A Personal History. Singapore: World Scientific (2015).
J. A. Wheeler, Geometrodynamics and the issue of the final state. In Relativity, Groups and
12
Topology, Eds. C. DeWitt and B. DeWitt. New York: Gordon and Breach (1964), pp. 317-522.
B. K. Harrison, M. Wakano and J.A. Wheeler. Matter-energy at high density: end point of
13
thermonuclear evolution. In La Structure et l’Evolution de l’Univers, Onzieme Conseil de
Physique Solvay. Brussels: Editions R. Stoops (1958), pp. 124-141.
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B. K. Harrison, M. Wakano, K. S. Thorne, and J. A. Wheeler. Gravitation Theory and 14 Gravitational Collapse. Chicago: University of Chicago Press (1965). J. B. Hartle and S. W. Hawking. Path-integral derivation of black-hole radiance. Phys. Rev. 15 D 13:2188-2203 (1976). J. A. Wheeler. Superdense stars. Ann. Rev. Astron. Astroph. 4:393-432 (1966). 16 F. Pacini. Energy emission from a neutron star. Nature. 216:567-568 (1967) 17 For a brief history with references, from Wheeler to today, see K. S. Thorne. Nobel lecture: 18 LIGO and gravitational waves III. Annalen der Physik 530:1800350 (2018). See, e.g., M. Scheel and K. S. Thorne. Geometrodynamics: The nonlinear dynamics of 19 curved spacetime. Physics Uspekhi. 57:342-351. (2014). J. A. Wheeler. Quantum geometrodynamics. Annals of Physics 2:604-614 (1957). 20 B. S. DeWitt. Quantum theory of gravity. I. The canonical theory. Phys. Rev. 160, 21 1113-1148. J. A. Wheeler and W. H. Zurek. Quantum Theory and Measurement. Princeton: Princeton 22 University Press (1983). In Reference 1. 23 W. C. Wickes, C. O. Alley and O. Jakubowicz, A delayed choice quantum mechanics 24 experiment. In Ref. 10, pp. 457-464 (1983). “27
Canonical Hub: CANONICAL_INDEX
Ring 2 — Canonical Grounding
- John Archibald Wheeler
- Standard Model of Particle Physics
- a non material subatomic particle always travels at the speed of light